SFC Licences of YAU Tak Chi 邱德智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 20 April 2015 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 20 April 2015 | |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 11 December 2014 | 01 April 2015 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 11 December 2014 | 01 April 2015 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 24 May 2013 | 05 December 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 24 May 2013 | 05 December 2014 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 | RE | 2 | 12 May 2011 | 07 May 2013 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 02 March 2010 | 26 July 2010 |