SFC Licences of YAU Tak Chi 邱德智

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Futures Limited 工銀國際期貨有限公司
RE 2 20 April 2015
ICBC International Securities Limited 工銀國際證券有限公司
RE 1 20 April 2015
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司
RE 1 11 December 2014 01 April 2015
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司
RE 2 11 December 2014 01 April 2015
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 24 May 2013 05 December 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 24 May 2013 05 December 2014
China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司
RE 2 12 May 2011 07 May 2013
Prudential Brokerage Limited 信誠證券有限公司
RE 1 02 March 2010 26 July 2010