SFC Licences of LAU Tak Wa 劉德華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Pacific Aegis Capital Management (IM) Limited 柏衛資本管理有限公司	RO	9	28 September 2022
Pacific Aegis Capital Management (IM) Limited 柏衛資本管理有限公司	RE	9	19 August 2022	28 September 2022
Long Asia Asset Management (HK) Limited 長亞資產管理(香港)有限公司	RO	9	02 September 2021	26 January 2022
Long Asia Asset Management (HK) Limited 長亞資產管理(香港)有限公司	RO	4	02 September 2021	26 January 2022
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司	RO	4	22 July 2019	06 August 2021
Vered Asset Management Limited 薔薇資產管理有限公司	RO	9	08 August 2018	27 October 2020
Vered Asset Management Limited 薔薇資產管理有限公司	RO	4	08 August 2018	27 October 2020
China Vered Securities Limited 中薇證券有限公司	RO	4	11 December 2017	06 August 2021
China Vered Securities Limited 中薇證券有限公司	RO	1	20 June 2016	06 August 2021
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司	RO	9	20 June 2016	06 August 2021
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司	RE	4	29 April 2016	22 July 2019
China Vered Securities Limited 中薇證券有限公司	RE	1	29 April 2016	20 June 2016
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司	RE	9	29 April 2016	20 June 2016
CSC Securities (HK) Limited 群益證券(香港)有限公司	RO	9	06 November 2015	08 April 2016
CSC Securities (HK) Limited 群益證券(香港)有限公司	RO	1	14 October 2015	08 April 2016
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	4	07 September 2015	08 April 2016
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	1	07 September 2015	14 October 2015
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司	RE	4	07 November 2013	11 August 2015
Partners Capital International Limited 博大資本國際有限公司	RO	1	16 September 2013	28 October 2013
Partners Capital Securities Limited 博大證券有限公司	RO	1	25 April 2013	11 August 2015
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司	RE	9	09 July 2012	11 August 2015
Partners Capital Securities Limited 博大證券有限公司	RE	1	25 October 2011	25 April 2013
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	23 April 2010	29 September 2011
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	28 January 2010	29 September 2011