SFC licenceholder AUQ515 HU CHAI Yong Wei

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 01 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 06 March 2018
BOCI Securities Limited 中銀國際證券有限公司 RE [1] (Dealing in Securities) 16 September 2014 02 February 2018
BOCI Asia Limited 中銀國際亞洲有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 16 September 2014 02 February 2018
ICBC International Capital Limited 工銀國際融資有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 29 January 2010 18 July 2014