SFC Licences of ROBERTSON Toby Neil
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 18 August 2011 | 01 October 2011 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 31 December 2010 | 19 April 2011 |
| MUSHK Limited | RE | 1 | 04 February 2010 | 30 December 2010 |