SFC Licences of LAM Hoi Sing 林海升
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 12 August 2010 | 20 April 2016 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 04 February 2010 | 31 July 2010 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 04 February 2010 | 31 July 2010 |