SFC Licences of LO Sin Au 盧倩鷗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 01 June 2016 12 June 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 01 June 2016 12 June 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 04 November 2014 26 May 2016
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 04 November 2014 26 May 2016
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 RE 3 09 February 2010 29 April 2010