SFC Licences of LO Sin Au 盧倩鷗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 01 June 2016 | 12 June 2019 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 01 June 2016 | 12 June 2019 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 04 November 2014 | 26 May 2016 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 04 November 2014 | 26 May 2016 |
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 09 February 2010 | 29 April 2010 |