SFC Licences of LEE Wai Sum 李瑋琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 | RO | 6 | 21 August 2018 | 17 August 2019 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 | RO | 1 | 21 August 2018 | 17 August 2019 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RO | 1 | 21 August 2018 | 17 August 2019 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 14 May 2018 | 21 August 2018 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 13 November 2014 | 27 April 2018 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 13 November 2014 | 27 April 2018 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 13 November 2014 | 27 April 2018 |
| Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 | RE | 9 | 11 February 2010 | 04 July 2011 |
| Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 | RE | 4 | 11 February 2010 | 04 July 2011 |