SFC Licences of HUI Wai Fat, Philip 許懷發
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 14 March 2011 | 29 November 2013 |
Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 2 | 14 March 2011 | 13 July 2012 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 09 February 2010 | 05 March 2011 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 09 February 2010 | 05 March 2011 |