SFC Licences of HUI Wai Fat, Philip 許懷發

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Head & Shoulders Securities Limited 聯合證券有限公司 RE 1 14 March 2011 29 November 2013
Head & Shoulders Securities Limited 聯合證券有限公司 RE 2 14 March 2011 13 July 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 2 09 February 2010 05 March 2011
Huarong International Securities Limited 華融國際證券有限公司 RE 1 09 February 2010 05 March 2011