SFC Licences of LIU Wei 劉偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RO 4 31 January 2024
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 RO 9 19 August 2021
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RO 2 08 November 2019 13 December 2021
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RO 1 08 November 2019
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RE 2 10 May 2019 08 November 2019
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 10 May 2019 08 November 2019
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RO 2 02 February 2018 18 April 2019
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 02 February 2018 18 April 2019
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 19 January 2011 02 February 2018
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 17 February 2010 02 February 2018