SFC Licences of LIU Wei 劉偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RO | 4 | 31 January 2024 | |
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 | RO | 9 | 19 August 2021 | |
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 | RO | 2 | 08 November 2019 | 13 December 2021 |
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RO | 1 | 08 November 2019 | |
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 | RE | 2 | 10 May 2019 | 08 November 2019 |
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 10 May 2019 | 08 November 2019 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RO | 2 | 02 February 2018 | 18 April 2019 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RO | 1 | 02 February 2018 | 18 April 2019 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 19 January 2011 | 02 February 2018 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 17 February 2010 | 02 February 2018 |