SFC Licences of NOJIMA Susumu 野島督
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Marex HK Asia Limited | RE | 1 | 10 November 2015 | 07 June 2016 |
| Marex HK Asia Limited | RE | 2 | 16 December 2014 | 07 June 2016 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 23 June 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 April 2010 | 23 June 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 28 April 2010 | 06 December 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 February 2010 | 21 March 2010 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 22 February 2010 | 21 March 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 22 February 2010 | 21 March 2010 |