SFC Licences of TAO Wing Cheong 杜永昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 26 November 2023 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 09 May 2013 | 26 November 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 09 May 2013 | 02 October 2017 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 22 March 2012 | 16 October 2012 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 22 March 2012 | 16 October 2012 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 30 June 2011 | 16 March 2012 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 30 June 2011 | 16 March 2012 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 24 May 2010 | 26 April 2011 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 01 March 2010 | 26 April 2011 |