SFC Licences of YAN Wentao 顏文韜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 03 February 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 15 April 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 15 April 2010
BOCI Research Limited 中銀國際研究有限公司 RE 4 04 March 2010 20 March 2010