SFC Licences of YAN Wentao 顏文韜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 03 February 2020 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 15 April 2010 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 15 April 2010 | |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 04 March 2010 | 20 March 2010 |