SFC Licences of GEORGE Nicholas James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RO | 2 | 17 January 2017 | 08 March 2020 |
| BGC Securities (Hong Kong) LLC | RO | 1 | 17 January 2017 | 08 March 2020 |
| BGC Securities (Hong Kong) LLC | RE | 2 | 01 February 2016 | 17 January 2017 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 01 February 2016 | 17 January 2017 |
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 11 March 2010 | 13 October 2015 |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 11 March 2010 | 13 October 2015 |