SFC Licences of TANG Weiguo 唐維國
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 20 September 2023 | |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RO | 2 | 16 November 2022 | 01 August 2023 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 4 | 16 November 2022 | 01 August 2023 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 1 | 16 November 2022 | 01 August 2023 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 14 June 2022 | 16 November 2022 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 14 June 2022 | 16 November 2022 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 14 June 2022 | 16 November 2022 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 10 February 2014 | 31 May 2022 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 05 September 2011 | 09 February 2014 |
| Cinda International Capital Limited 信達國際融資有限公司 | RE | 1 | 16 March 2010 | 31 August 2010 |
| Cinda International Capital Limited 信達國際融資有限公司 | RE | 6 | 16 March 2010 | 31 August 2010 |