SFC Licences of MOOKIM Sanjay Kumar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 January 2020 | 24 January 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 July 2019 | 06 August 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 25 February 2019 | 01 March 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 27 November 2018 | 06 December 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 May 2018 | 29 May 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 January 2018 | 26 January 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 January 2018 | 26 January 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 20 October 2017 | 27 October 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 October 2017 | 27 October 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 20 June 2017 | 23 June 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 June 2017 | 23 June 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 January 2017 | 27 January 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 January 2017 | 27 January 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 September 2016 | 28 September 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 September 2016 | 28 September 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 April 2016 | 15 April 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 April 2016 | 15 April 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 09 December 2015 | 11 December 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 December 2015 | 11 December 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 22 February 2011 | 30 May 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 04 August 2010 | 04 September 2010 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 19 March 2010 | 19 April 2010 |