SFC Licences of CHOW Siu Fai 周兆輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RO | 1 | 21 December 2023 | |
BOCI Asset Management Limited 中銀國際資產管理有限公司 | RE | 9 | 26 November 2010 | 30 June 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 07 April 2010 | 21 December 2023 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 07 April 2010 |