SFC Licences of LAU Wai Ping, Cathy 劉懷平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 9 | 14 October 2016 | |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 14 October 2016 | |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 14 October 2016 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 02 September 2010 | 28 July 2016 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 22 March 2010 | 28 July 2016 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 22 March 2010 | 28 July 2016 |