SFC Licences of KONDO Ken
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 28 November 2022 | 02 December 2022 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 26 October 2011 | 09 July 2020 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 26 October 2011 | 09 July 2020 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 24 May 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 March 2010 | 24 May 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 25 March 2010 | 06 December 2010 |