SFC Licences of BAI Huawei 白華威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capital Focus Asset Management Limited 匯駿資產管理有限公司 RE 9 21 May 2020
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 21 May 2020
Emperor Futures Limited 英皇期貨有限公司 RE 2 28 August 2017 18 May 2020
Emperor Asset Management Limited 英皇資產管理有限公司 RO 9 22 October 2014 30 June 2017
Emperor Wealth Management Limited 英皇財富管理有限公司 RE 1 30 May 2012 30 June 2017
Emperor Asset Management Limited 英皇資產管理有限公司 RE 9 10 August 2011 22 October 2014
Emperor Securities Limited 英皇證券有限公司 RE 1 30 March 2010 18 May 2020