SFC Licences of BAI Huawei 白華威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Capital Focus Asset Management Limited 匯駿資產管理有限公司 | RE | 9 | 21 May 2020 | |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 21 May 2020 | |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 28 August 2017 | 18 May 2020 |
Emperor Asset Management Limited 英皇資產管理有限公司 | RO | 9 | 22 October 2014 | 30 June 2017 |
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 30 May 2012 | 30 June 2017 |
Emperor Asset Management Limited 英皇資產管理有限公司 | RE | 9 | 10 August 2011 | 22 October 2014 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 30 March 2010 | 18 May 2020 |