SFC Licences of GU Qiaoyi 古喬藝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 19 March 2020 | |
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 19 March 2020 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 03 May 2010 | 31 August 2016 |