SFC Licences of CHAN Tat Kei 陳達基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup First Investment Management Limited | RO | 9 | 27 April 2016 | 01 October 2016 |
Citigroup First Investment Management Limited | RO | 4 | 27 April 2016 | 01 October 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 01 October 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 13 April 2010 | 01 October 2016 |
Citigroup First Investment Management Limited | RE | 9 | 13 April 2010 | 27 April 2016 |
Citigroup First Investment Management Limited | RE | 4 | 13 April 2010 | 27 April 2016 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 13 April 2010 | 31 August 2013 |