SFC Licenceholders of Citigroup First Investment Management Limited
- wanda.yau@citi.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
CAO Kelvin Kai 曹凱 | RE | 9 | 10 December 2019 | |
CAO Kelvin Kai 曹凱 | RE | 4 | 10 December 2019 | |
CHAN Kar Yue, Mark 陳嘉裕 | RO | 9 | 16 February 2007 | 22 June 2007 |
CHAN Kar Yue, Mark 陳嘉裕 | RO | 4 | 16 February 2007 | 22 June 2007 |
CHAN Tat Kei 陳達基 | RO | 9 | 27 April 2016 | 01 October 2016 |
CHAN Tat Kei 陳達基 | RO | 4 | 27 April 2016 | 01 October 2016 |
CHAN Tat Kei 陳達基 | RE | 9 | 13 April 2010 | 27 April 2016 |
CHAN Tat Kei 陳達基 | RE | 4 | 13 April 2010 | 27 April 2016 |
CHEN Zhao Teng 陳騰昭 | RO | 9 | 26 February 2009 | 31 March 2014 |
CHEN Zhao Teng 陳騰昭 | RO | 4 | 26 February 2009 | 31 March 2014 |
CHEUNG Kit Sum 張潔心 | RO | 9 | 04 August 2009 | 03 December 2015 |
CHEUNG Kit Sum 張潔心 | RO | 4 | 04 August 2009 | 03 December 2015 |
CHEUNG Kit Sum 張潔心 | RE | 9 | 17 June 2009 | 04 August 2009 |
CHEUNG Kit Sum 張潔心 | RE | 4 | 17 June 2009 | 04 August 2009 |
CHEUNG Yee Yan Elaine 張懿恩 | RO | 9 | 17 January 2017 | |
CHEUNG Yee Yan Elaine 張懿恩 | RO | 4 | 17 January 2017 | |
CHEUNG Yee Yan Elaine 張懿恩 | RE | 9 | 08 September 2016 | 17 January 2017 |
CHEUNG Yee Yan Elaine 張懿恩 | RE | 4 | 08 September 2016 | 17 January 2017 |
COLLARD Jeremy David | RO | 9 | 16 February 2007 | 30 November 2014 |
COLLARD Jeremy David | RO | 4 | 16 February 2007 | 30 November 2014 |
FLAMAIN Celine Anne Nathalie | RE | 9 | 10 February 2011 | 22 March 2012 |
FLAMAIN Celine Anne Nathalie | RE | 4 | 10 February 2011 | 22 March 2012 |
FRANJOU Lionel Claude Pascal | RO | 9 | 11 September 2023 | |
FRANJOU Lionel Claude Pascal | RO | 4 | 11 September 2023 | |
FU Cheng Yuan | RE | 9 | 30 July 2012 | 11 April 2016 |
FU Cheng Yuan | RE | 4 | 30 July 2012 | 11 April 2016 |
HUYNH HUU Tuan | RO | 9 | 03 June 2009 | 31 March 2010 |
HUYNH HUU Tuan | RO | 4 | 03 June 2009 | 31 March 2010 |
HUYNH HUU Tuan | RE | 9 | 04 May 2009 | 03 June 2009 |
HUYNH HUU Tuan | RE | 4 | 04 May 2009 | 03 June 2009 |
KIM Ho Young | RO | 9 | 16 February 2007 | 28 February 2013 |
KIM Ho Young | RO | 4 | 16 February 2007 | 28 February 2013 |
LAU Wan Chi 劉韻芝 | RE | 9 | 19 July 2011 | 11 October 2019 |
LAU Wan Chi 劉韻芝 | RE | 4 | 19 July 2011 | 11 October 2019 |
LI Song 李松 | RO | 9 | 12 April 2011 | 22 August 2023 |
LI Song 李松 | RO | 4 | 12 April 2011 | 22 August 2023 |
LI Song 李松 | RE | 9 | 15 February 2011 | 12 April 2011 |
LI Song 李松 | RE | 4 | 15 February 2011 | 12 April 2011 |
LI Song 李松 | RO | 9 | 26 July 2010 | 15 February 2011 |
LI Song 李松 | RO | 4 | 26 July 2010 | 15 February 2011 |
LI Song 李松 | RE | 9 | 03 June 2010 | 26 July 2010 |
LI Song 李松 | RE | 4 | 03 June 2010 | 26 July 2010 |
LI Wei 李維 | RE | 9 | 05 November 2015 | 30 August 2019 |
LI Wei 李維 | RE | 4 | 05 November 2015 | 30 August 2019 |
MOROUCHE Fouzia | RE | 4 | 13 May 2015 | 11 April 2016 |
MOROUCHE Fouzia | RE | 9 | 13 May 2015 | 11 April 2016 |
PENG Zhenyu 彭振宇 | RE | 9 | 23 April 2009 | 26 September 2014 |
PENG Zhenyu 彭振宇 | RE | 4 | 23 April 2009 | 26 September 2014 |
RUANGTHAVEEKOON Apinya | RO | 9 | 01 December 2015 | 13 May 2016 |
RUANGTHAVEEKOON Apinya | RO | 4 | 01 December 2015 | 13 May 2016 |
RUANGTHAVEEKOON Apinya | RE | 4 | 10 October 2011 | 01 December 2015 |
RUANGTHAVEEKOON Apinya | RE | 9 | 10 October 2011 | 01 December 2015 |
TROUBLAIEWITCH Cyrille Dimitri | RO | 9 | 29 September 2016 | 12 December 2023 |
TROUBLAIEWITCH Cyrille Dimitri | RO | 4 | 29 September 2016 | 12 December 2023 |
WILHELM Ronald Eugene | RE | 9 | 02 August 2012 | 25 June 2013 |
WONG Kar Yee, Andrew 黃家頤 | RE | 9 | 13 September 2012 | 14 March 2014 |
WONG Kar Yee, Andrew 黃家頤 | RE | 4 | 13 September 2012 | 14 March 2014 |
WONG Kar Yee, Andrew 黃家頤 | RE | 9 | 02 June 2009 | 28 April 2010 |
WONG Kar Yee, Andrew 黃家頤 | RE | 4 | 02 June 2009 | 28 April 2010 |
WONG Wai Lap 黃為立 | RE | 9 | 01 September 2016 | |
WONG Wai Lap 黃為立 | RE | 4 | 01 September 2016 | |
ZHU Bingxue 朱冰雪 | RE | 9 | 28 September 2023 |