SFC Licences of NG Kai Sum Houston 吳啟琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HakuCapital Global Investment Advisers Limited 白鳥資本投資有限公司 | RO | 9 | 14 July 2023 | |
| HakuCapital Global Investment Advisers Limited 白鳥資本投資有限公司 | RO | 4 | 14 July 2023 | |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RO | 6 | 15 November 2017 | 09 November 2022 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RO | 4 | 15 November 2017 | 09 November 2022 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RO | 1 | 15 November 2017 | 09 November 2022 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 6 | 13 April 2010 | 15 November 2017 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 4 | 13 April 2010 | 15 November 2017 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 1 | 13 April 2010 | 15 November 2017 |