SFC Licences of ZHAO Jack Jialin 趙家林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SMBC Capital Markets (Asia) Limited RO 2 31 October 2012 19 August 2021
SMBC Capital Markets (Asia) Limited RO 1 31 October 2012 19 August 2021
SMBC Capital Markets (Asia) Limited RE 2 14 July 2010 31 October 2012
SMBC Capital Markets (Asia) Limited RE 1 14 July 2010 31 October 2012