SFC Licences of ZHAO Jack Jialin 趙家林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SMBC Capital Markets (Asia) Limited | RO | 2 | 31 October 2012 | 19 August 2021 |
SMBC Capital Markets (Asia) Limited | RO | 1 | 31 October 2012 | 19 August 2021 |
SMBC Capital Markets (Asia) Limited | RE | 2 | 14 July 2010 | 31 October 2012 |
SMBC Capital Markets (Asia) Limited | RE | 1 | 14 July 2010 | 31 October 2012 |