SFC Licenceholders of SMBC Capital Markets (Asia) Limited
- hksfcresponsibleofficers@smbc-cm.com
- Website
- www.smbc-cm.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ARAKI Yushi 荒木裕史 | RO | 2 | 17 August 2017 | |
| ARAKI Yushi 荒木裕史 | RO | 1 | 17 August 2017 | |
| BELLEMIN Velik Alexandre | RO | 2 | 19 January 2022 | |
| BELLEMIN Velik Alexandre | RO | 1 | 19 January 2022 | |
| BELLEMIN Velik Alexandre | RE | 2 | 08 October 2021 | 19 January 2022 |
| BELLEMIN Velik Alexandre | RE | 1 | 08 October 2021 | 19 January 2022 |
| CAI Qifang 蔡企放 | RE | 2 | 07 December 2023 | |
| CAI Qifang 蔡企放 | RE | 1 | 07 December 2023 | |
| ISHIHARA Takashi 石原貴司 | RO | 2 | 24 March 2015 | 20 November 2015 |
| ISHIHARA Takashi 石原貴司 | RO | 1 | 24 March 2015 | 20 November 2015 |
| KAWATA Norihiko 河田典彥 | RO | 2 | 14 August 2017 | 26 June 2023 |
| KAWATA Norihiko 河田典彥 | RO | 1 | 14 August 2017 | 26 June 2023 |
| MAKITA Yushi | RO | 2 | 05 February 2024 | |
| MAKITA Yushi | RO | 1 | 05 February 2024 | |
| MAKITA Yushi | RE | 2 | 26 June 2023 | 05 February 2024 |
| MAKITA Yushi | RE | 1 | 26 June 2023 | 05 February 2024 |
| MATSUMURA Akihiko | RO | 2 | 14 July 2010 | 07 May 2012 |
| MATSUMURA Akihiko | RO | 1 | 14 July 2010 | 07 May 2012 |
| MIKI Yasuhiro 三木康裕 | RO | 1 | 15 July 2015 | 31 August 2017 |
| MIKI Yasuhiro 三木康裕 | RO | 2 | 15 July 2015 | 31 August 2017 |
| RONDINELLA Joseph | RO | 2 | 14 July 2010 | |
| RONDINELLA Joseph | RO | 1 | 14 July 2010 | |
| SEWELL Anthony John | RO | 2 | 14 July 2010 | 31 January 2020 |
| SEWELL Anthony John | RO | 1 | 14 July 2010 | 31 January 2020 |
| SHIMOYAMA Yutaka 下山豐 | RO | 1 | 04 July 2012 | 19 May 2015 |
| SHIMOYAMA Yutaka 下山豐 | RO | 2 | 04 July 2012 | 19 May 2015 |
| WONG Adrian Alexander 王一鳴 | RE | 1 | 28 May 2012 | |
| WONG Adrian Alexander 王一鳴 | RE | 2 | 28 May 2012 | |
| ZHAO Jack Jialin 趙家林 | RO | 2 | 31 October 2012 | 19 August 2021 |
| ZHAO Jack Jialin 趙家林 | RO | 1 | 31 October 2012 | 19 August 2021 |
| ZHAO Jack Jialin 趙家林 | RE | 2 | 14 July 2010 | 31 October 2012 |
| ZHAO Jack Jialin 趙家林 | RE | 1 | 14 July 2010 | 31 October 2012 |