SFC Licences of WONG Leah Kuen 王麗娟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 07 January 2013 01 July 2013
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 9 23 April 2010 01 January 2013
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 4 23 April 2010 01 January 2013