SFC Licenceholders of CLSA Asset Management Limited 中信里昂資產管理有限公司

Email
[email protected]
Website
www.citics.com.hk

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
LAU Cheong 劉暢 RE 1 22 November 2023
TAM Ho Yin, Jude 譚顥賢 RE 1 20 November 2023
SONG Jung Hun 宋政訓 RE 1 10 November 2023
WONG Tsz Ho 黃梓皓 RE 1 10 November 2023
LI Zehuan 李澤環 RE 1 26 October 2023
DU Zhirui 杜知睿 RE 1 26 October 2023
SHEN Yiding 沈一丁 RE 1 19 October 2023
LI Shang Xian 李尚賢 RE 1 19 October 2023
QIN Bo 秦渤 RE 1 13 October 2023
QIN Bo 秦渤 RE 4 13 October 2023
CHEN Zhengzhe 陈正哲 RE 1 04 October 2023
CHEN Zhengzhe 陈正哲 RE 4 04 October 2023
CHEN Zhengzhe 陈正哲 RE 9 04 October 2023
LI Shaoqing 李少卿 RE 1 13 September 2023
LI Shaoqing 李少卿 RE 4 13 September 2023
LI Shaoqing 李少卿 RE 9 13 September 2023
LI Chen 李晨 RE 4 18 May 2023
LI Chen 李晨 RE 9 18 May 2023
HU Ping 胡萍 RE 1 20 February 2023
LI Gang 李綱 RE 1 13 February 2023
YANG Haokun 楊昊堃 RE 1 10 February 2023
LIU Mengxiao 劉梦晓 RE 1 06 February 2023
XU Jianqiang 許建強 RO 1 01 February 2023
YU Yipeng 于毅鵬 RE 1 16 January 2023
MA Yuwei 馬雨微 RE 1 16 January 2023
GUO Ran 郭然 RE 1 16 January 2023
LIN Wang 林望 RE 1 16 January 2023
CHEN Wen 陳文 RE 1 05 January 2023
COLLARD Jeremy David RO 1 20 December 2022
XU Jianqiang 許建強 RO 4 04 November 2022
XU Jianqiang 許建強 RO 9 04 November 2022
LI Jingyi 李靜怡 RE 4 07 October 2022
LI Jingyi 李靜怡 RE 9 07 October 2022
LI Jingyi 李靜怡 RE 1 07 October 2022
LI Gang 李綱 RE 4 26 September 2022
LI Gang 李綱 RE 9 26 September 2022
WONG Tsz Ho 黃梓皓 RE 4 19 September 2022
ZHANG Zheng 張正 RO 1 13 September 2022
LIU Xinguo 劉新国 RO 1 13 September 2022
LIN Wang 林望 RE 4 09 September 2022
LIN Wang 林望 RE 9 09 September 2022
YU Yipeng 于毅鵬 RE 4 23 May 2022
YU Yipeng 于毅鵬 RE 9 23 May 2022
LI Shang Xian 李尚賢 RE 4 19 May 2022
LAU Joanne Yan-wah 劉恩華 RE 4 10 May 2022
LIU Mengxiao 劉梦晓 RE 4 06 April 2022
LIU Mengxiao 劉梦晓 RE 9 06 April 2022
YANG Haokun 楊昊堃 RE 4 10 December 2021
YANG Haokun 楊昊堃 RE 9 10 December 2021
ZHU Yichen 朱懿琛 RE 4 06 December 2021
ZHU Yichen 朱懿琛 RE 9 06 December 2021
YANG Wenjing 楊文婧 RE 4 06 December 2021
YANG Wenjing 楊文婧 RE 9 06 December 2021
MA Yuwei 馬雨微 RE 9 26 November 2021
GUO Ran 郭然 RE 4 18 November 2021
GUO Ran 郭然 RE 9 18 November 2021
MA Yuwei 馬雨微 RE 4 17 November 2021
CHEN Wen 陳文 RE 4 17 November 2021
CHEN Wen 陳文 RE 9 17 November 2021
HU Ping 胡萍 RE 4 17 November 2021
HU Ping 胡萍 RE 9 17 November 2021
MA Tao 馬韜 RE 4 08 October 2021
MA Tao 馬韜 RE 9 08 October 2021
DU Zhirui 杜知睿 RE 4 02 September 2021
SHEN Yiding 沈一丁 RE 4 23 August 2021
SONG Jung Hun 宋政訓 RE 4 23 August 2021
LI Zehuan 李澤環 RE 4 02 August 2021
ZHANG Zheng 張正 RO 4 28 July 2021
ZHANG Zheng 張正 RO 9 28 July 2021
CHOI Chi Hon 蔡志寒 RE 4 12 July 2021
CHOI Chi Hon 蔡志寒 RE 9 12 July 2021
ZHOU Xuan 周璇 RE 4 24 June 2021
ZHOU Xuan 周璇 RE 9 24 June 2021
LI En Tzu 李恩慈 RO 4 23 June 2021
LI En Tzu 李恩慈 RO 9 23 June 2021
LIU Xinguo 劉新国 RO 4 07 January 2021
LIU Xinguo 劉新国 RO 9 07 January 2021
SHANG Ning 尚宁 RE 4 20 November 2020
SHANG Ning 尚宁 RE 9 20 November 2020
JIANG Yingyun 蔣穎云 RE 4 18 November 2020
JIANG Yingyun 蔣穎云 RE 9 18 November 2020
TAM Ho Yin, Jude 譚顥賢 RE 4 10 August 2020
LAU Cheong 劉暢 RE 4 03 August 2020
COLLARD Jeremy David RO 4 10 December 2018
COLLARD Jeremy David RO 9 10 December 2018
LAI Kin Pui 黎建培 RE 4 18 May 2022 22 November 2022
XU Jianqiang 許建強 RE 4 11 July 2022 04 November 2022
XU Jianqiang 許建強 RE 9 11 July 2022 04 November 2022
LIANG Xinyi 梁欣仪 RE 4 26 May 2022 29 September 2022
XU Zijun 徐紫珺 RE 4 12 October 2021 06 May 2022
XU Zijun 徐紫珺 RE 9 12 October 2021 06 May 2022
LIU Enyu 劉恩予 RE 4 10 March 2021 28 January 2022
LIU Enyu 劉恩予 RE 9 10 March 2021 28 January 2022
JIANG Yue 姜越 RE 4 07 April 2021 05 November 2021
ZHANG Zheng 張正 RE 4 12 April 2021 28 July 2021
ZHANG Zheng 張正 RE 9 12 April 2021 28 July 2021
LI En Tzu 李恩慈 RE 4 28 October 2019 23 June 2021
LI En Tzu 李恩慈 RE 9 28 October 2019 23 June 2021
SING Allen G 甄浩然 RO 4 24 December 2018 19 January 2021
SING Allen G 甄浩然 RO 9 24 December 2018 19 January 2021
LIU Xinguo 劉新国 RE 4 05 January 2021 07 January 2021
LIU Xinguo 劉新国 RE 9 05 January 2021 07 January 2021
LIU Guangming 劉廣明 RO 4 17 March 2017 31 March 2020
LIU Guangming 劉廣明 RO 9 17 March 2017 31 March 2020
LIU Xinguo 劉新国 RO 4 10 June 2019 12 March 2020
LIU Xinguo 劉新国 RO 9 10 June 2019 12 March 2020
LIU Xinguo 劉新国 RE 4 22 February 2019 10 June 2019
LIU Xinguo 劉新国 RE 9 22 February 2019 10 June 2019
SING Allen G 甄浩然 RE 4 02 March 2017 24 December 2018
SING Allen G 甄浩然 RE 9 02 March 2017 24 December 2018
HSIAO Eugene Yow Seng RE 4 20 September 2017 18 December 2018
HSIAO Eugene Yow Seng RE 9 20 September 2017 18 December 2018
STEVENSON John Arthur Liam RO 4 13 December 2017 15 December 2018
STEVENSON John Arthur Liam RO 9 13 December 2017 15 December 2018
COLLARD Jeremy David RE 4 15 November 2018 10 December 2018
COLLARD Jeremy David RE 9 15 November 2018 10 December 2018
MUI Chun Wai 梅駿威 RE 4 24 September 2015 14 November 2018
MUI Chun Wai 梅駿威 RE 9 24 September 2015 14 November 2018
WARTHER Stewart Jackson RE 4 11 July 2018 10 November 2018
WARTHER Stewart Jackson RE 9 11 July 2018 10 November 2018
LIU Guangming 劉廣明 RO 1 22 March 2018 05 October 2018
LEUNG Kwok Ming 梁國明 RO 1 17 October 2014 29 June 2018
KWOK Man Chun, Felix 郭文駿 RE 4 22 March 2017 20 April 2018
KWOK Man Chun, Felix 郭文駿 RE 9 22 March 2017 20 April 2018
YAN Kai Chi, Danny 甄啟智 RO 4 30 December 2013 20 April 2018
YAN Kai Chi, Danny 甄啟智 RO 9 30 December 2013 20 April 2018
LIU Guangming 劉廣明 RE 1 03 October 2016 22 March 2018
ZHANG Nan 張楠 RE 4 30 September 2016 26 January 2018
STEVENSON John Arthur Liam RE 4 22 September 2015 13 December 2017
STEVENSON John Arthur Liam RE 9 22 September 2015 13 December 2017
ZHANG Shaoqing 張少卿 RE 4 24 June 2016 30 June 2017
ZHANG Shaoqing 張少卿 RE 9 24 June 2016 30 June 2017
LIU Manlu 劉曼璐 RE 1 08 March 2016 30 June 2017
LIU Manlu 劉曼璐 RE 4 08 March 2016 30 June 2017
LIU Manlu 劉曼璐 RE 9 08 March 2016 30 June 2017
ZHANG Yueyang 張岳阳 RE 4 25 July 2016 16 June 2017
ZHANG Yueyang 張岳阳 RE 9 25 July 2016 16 June 2017
YANG Tao 楊濤 RE 4 19 May 2015 09 June 2017
YANG Tao 楊濤 RE 9 19 May 2015 09 June 2017
ZHANG Feiran 張斐然 RE 4 10 January 2017 02 June 2017
ZHANG Feiran 張斐然 RE 9 10 January 2017 02 June 2017
LIAO Xin 廖馨 RE 4 31 August 2016 02 June 2017
LIAO Xin 廖馨 RE 9 31 August 2016 02 June 2017
ZHANG Erchao 張尓超 RE 4 14 October 2015 02 June 2017
ZHANG Erchao 張尓超 RE 9 14 October 2015 02 June 2017
LAM Kin Sang 林健生 RE 4 15 July 2011 02 June 2017
LAM Kin Sang 林健生 RE 9 15 July 2011 02 June 2017
LIU Guangming 劉廣明 RE 4 03 October 2016 17 March 2017
LIU Guangming 劉廣明 RE 9 03 October 2016 17 March 2017
ZHANG Feiran 張斐然 RE 4 09 July 2015 16 November 2016
ZHANG Feiran 張斐然 RE 9 09 July 2015 16 November 2016
ZHU Yichen 朱懿琛 RE 1 15 April 2015 01 September 2016
ZHU Yichen 朱懿琛 RE 4 15 April 2015 01 September 2016
ZHU Yichen 朱懿琛 RE 9 15 April 2015 01 September 2016
CHAN Wing Hang, Henry 陳穎恆 RE 1 10 February 2015 12 August 2016
CHAN Wing Hang, Henry 陳穎恆 RE 4 13 June 2014 12 August 2016
CHAN Wing Hang, Henry 陳穎恆 RE 9 13 June 2014 12 August 2016
XUE Yan 薛岩 RE 1 10 February 2015 31 May 2016
XUE Yan 薛岩 RE 4 07 October 2009 31 May 2016
XUE Yan 薛岩 RE 9 07 October 2009 31 May 2016
LIU Guangming 劉廣明 RE 4 19 March 2014 29 April 2016
LIU Guangming 劉廣明 RE 9 19 March 2014 29 April 2016
ZHANG Dongmei 張冬梅 RE 4 22 January 2009 29 April 2016
ZHANG Dongmei 張冬梅 RE 9 22 January 2009 29 April 2016
AU Yiu Fai 區耀輝 RE 1 10 February 2015 04 March 2016
AU Yiu Fai 區耀輝 RE 4 09 July 2014 04 March 2016
AU Yiu Fai 區耀輝 RE 9 09 July 2014 04 March 2016
NG Siu Fung, Samson 吳肇鋒 RE 1 10 February 2015 07 September 2015
NG Siu Fung, Samson 吳肇鋒 RE 4 02 March 2012 07 September 2015
NG Siu Fung, Samson 吳肇鋒 RE 9 02 March 2012 07 September 2015
WU Tingting 吳婷婷 RE 4 12 June 2012 05 March 2015
WU Tingting 吳婷婷 RE 9 12 June 2012 05 March 2015
LINDSAY Craig Blaser RO 4 01 August 2008 28 June 2014
LINDSAY Craig Blaser RO 9 01 August 2008 28 June 2014
TSANG Tak Fu 曾得富 RE 4 23 April 2010 04 April 2014
TSANG Tak Fu 曾得富 RE 9 23 April 2010 04 April 2014
WANG Junyan 王俊彥 RO 4 01 August 2008 01 January 2014
WANG Junyan 王俊彥 RO 9 01 August 2008 01 January 2014
YAN Kai Chi, Danny 甄啟智 RE 4 14 November 2011 30 December 2013
YAN Kai Chi, Danny 甄啟智 RE 9 14 November 2011 30 December 2013
LI Lu 李璐 RE 4 01 March 2011 29 November 2013
LI Lu 李璐 RE 9 01 March 2011 29 November 2013
POON Shu Hang 潘樹恆 RE 4 27 May 2011 24 July 2013
POON Shu Hang 潘樹恆 RE 9 27 May 2011 24 July 2013
WONG Stephen 黃錦豪 RE 4 11 September 2008 17 November 2011
WONG Stephen 黃錦豪 RE 9 11 September 2008 17 November 2011
LAI Chi Kin 賴子健 RE 4 29 July 2010 05 June 2011
LAI Chi Kin 賴子健 RE 9 29 July 2010 05 June 2011
CHAN Chi Hang 陳志恆 RE 4 12 December 2008 04 May 2011
CHAN Chi Hang 陳志恆 RE 9 12 December 2008 04 May 2011
WANG Zhihua 王志華 RO 9 20 October 2008 31 July 2010
WANG Zhihua 王志華 RE 9 08 August 2008 20 October 2008