SFC Licences of DOUGLAS Andrew Francis Ramsay 鄧安平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 14 January 2015 | 21 January 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 14 January 2015 | 21 January 2016 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 11 April 2011 | 21 October 2014 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 11 April 2011 | 21 October 2014 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 23 April 2010 | 12 March 2011 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 23 April 2010 | 12 March 2011 |