SFC Licences of BARNARD David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 27 August 2012 | 29 August 2012 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 28 February 2012 | 01 March 2012 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 22 August 2011 | 28 August 2011 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 28 March 2011 | 01 April 2011 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 22 September 2010 | 01 October 2010 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 11 May 2010 | 15 May 2010 |