SFC Licences of YAO Hua 姚華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RO | 4 | 28 January 2022 | |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RO | 4 | 13 April 2012 | |
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RO | 2 | 28 February 2011 | |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RO | 1 | 21 July 2010 |