SFC Licences of MALONEY Patrick Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SP Securities Limited 中盈證券有限公司 | RO | 4 | 11 March 2016 | 15 February 2017 |
| SP Securities Limited 中盈證券有限公司 | RO | 1 | 11 March 2016 | 15 February 2017 |
| China Silver Asset Management (Hong Kong) Limited | RO | 9 | 11 November 2013 | 05 September 2023 |
| Tullett Prebon (Hong Kong) Limited | RO | 2 | 26 August 2010 | 25 August 2011 |
| Tullett Prebon (Hong Kong) Limited | RO | 1 | 26 August 2010 | 25 August 2011 |