SFC Licences of ROCHE Thomas Damian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 15 November 2013 | 13 June 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 15 November 2013 | 13 June 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 21 December 2011 | 13 June 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 21 December 2011 | 13 June 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 21 December 2011 | 15 November 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 21 December 2011 | 15 November 2013 |