SFC Licences of WARBURTON Max Eliot Adair

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 13 November 2015 27 November 2015
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 04 May 2015 08 May 2015
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 05 March 2015 06 March 2015
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 21 January 2015 23 January 2015
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 12 November 2014 14 November 2014
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 03 September 2014 05 September 2014
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 19 May 2014 22 May 2014
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 03 March 2014 04 March 2014
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 22 January 2014 24 January 2014
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 07 January 2014 08 January 2014
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 30 October 2013 01 November 2013
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 09 September 2013 11 September 2013
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 24 June 2013 27 June 2013
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 08 April 2013 11 April 2013
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 20 March 2013 21 March 2013
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 19 February 2013 21 February 2013
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 25 September 2012 26 September 2012
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 21 August 2012 31 August 2012
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 RE 4 26 April 2012 27 April 2012
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 13 October 2011 14 October 2011
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 09 May 2011 12 May 2011
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 20 May 2010 25 May 2010