SFC Licences of HO Wai Sze 何慧思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | 6 | 06 March 2023 | |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 06 March 2023 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 December 2016 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 10 May 2010 | 19 March 2011 |