SFC Licences of LAU Ka Yee, Katherine 劉家怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 03 July 2013 | 02 April 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 03 July 2013 | 02 April 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 14 May 2010 | 11 April 2013 |