SFC Licences of YAU Man Li 邱敏莉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Frontier Capital Management Limited 方達資本管理有限公司
RE 1 04 November 2016 14 November 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 18 August 2014 18 May 2016
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 18 August 2014 18 May 2016
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司
RE 3 08 May 2014 05 July 2014
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司
RE 2 05 February 2014 05 July 2014
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 1 05 February 2014 05 July 2014
BOCI Securities Limited 中銀國際證券有限公司
RE 2 24 August 2010 01 January 2014
BOCI Securities Limited 中銀國際證券有限公司
RE 1 19 May 2010 01 January 2014
BOCI Securities Limited 中銀國際證券有限公司
RE 4 19 May 2010 10 November 2011