SFC Licences of LAM Wai Lok, Gary 林偉樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RO 1 04 September 2018
Riche Bright Securities Limited 富明證券有限公司 RO 1 01 June 2016 04 April 2018
Riche Bright Securities Limited 富明證券有限公司 RE 1 03 May 2016 01 June 2016
Merdeka Securities Limited 領智證券有限公司 RO 1 09 August 2011 29 April 2016
Merdeka Securities Limited 領智證券有限公司 RE 1 21 June 2011 09 August 2011
Starling Group Securities Limited 德裕金號證券有限公司 RO 1 01 February 2011 14 June 2011
Starling Group Securities Limited 德裕金號證券有限公司 RE 1 21 June 2010 01 February 2011