SFC Licences of LAM Wai Lok, Gary 林偉樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RO | 1 | 04 September 2018 | |
Riche Bright Securities Limited 富明證券有限公司 | RO | 1 | 01 June 2016 | 04 April 2018 |
Riche Bright Securities Limited 富明證券有限公司 | RE | 1 | 03 May 2016 | 01 June 2016 |
Merdeka Securities Limited 領智證券有限公司 | RO | 1 | 09 August 2011 | 29 April 2016 |
Merdeka Securities Limited 領智證券有限公司 | RE | 1 | 21 June 2011 | 09 August 2011 |
Starling Group Securities Limited 德裕金號證券有限公司 | RO | 1 | 01 February 2011 | 14 June 2011 |
Starling Group Securities Limited 德裕金號證券有限公司 | RE | 1 | 21 June 2010 | 01 February 2011 |