SFC Licences of GOSS Christopher John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 26 February 2015 | 13 May 2016 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 26 February 2015 | 13 May 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 20 May 2010 | 26 November 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 May 2010 | 26 November 2014 |