SFC Licences of LI Wei 李偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhongrong International Capital Management Limited 中融國際資本管理有限公司 | RO | 9 | 18 October 2021 | |
Zhongrong International Capital Management Limited 中融國際資本管理有限公司 | RO | 4 | 18 October 2021 | |
Zhongrong PT Securities Limited 中融平和證券有限公司 | RO | 4 | 24 February 2020 | |
Zhongrong PT Securities Limited 中融平和證券有限公司 | RO | 1 | 24 February 2020 | |
Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 4 | 23 March 2018 | 24 February 2020 |
Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 1 | 23 March 2018 | 24 February 2020 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 22 July 2015 | 28 September 2016 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 13 August 2013 | 28 September 2016 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 09 June 2010 | 01 August 2013 |