SFC Licences of LU Yi 盧軼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RE	9	19 June 2017
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RE	4	19 June 2017
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RE	1	19 June 2017
ICBC International Securities Limited 工銀國際證券有限公司	RE	1	05 December 2012	19 June 2017
ICBC International Capital Limited 工銀國際融資有限公司	RE	6	21 September 2012	19 June 2017
ICBC International Capital Limited 工銀國際融資有限公司	RE	1	21 September 2012	19 June 2017
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	6	26 March 2012	12 June 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	1	26 March 2012	12 June 2012
Merrill Lynch (Asia Pacific) Limited	RE	6	08 June 2010	29 August 2011
Merrill Lynch (Asia Pacific) Limited	RE	1	08 June 2010	29 August 2011
Merrill Lynch (Asia Pacific) Limited	RE	4	08 June 2010	29 August 2011
Merrill Lynch Far East Limited	RE	6	08 June 2010	29 August 2011
Merrill Lynch Far East Limited	RE	4	08 June 2010	29 August 2011
Merrill Lynch Far East Limited	RE	1	08 June 2010	29 August 2011