SFC Licences of CHAN Wai Ching 陳慧菁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Alliance Capital Partners Limited 同人融資有限公司 RE 6 27 February 2017 15 December 2021
Alliance Capital Partners Limited 同人融資有限公司 RE 1 27 February 2017 15 December 2021
Merrill Lynch Far East Limited RE 6 26 August 2014 31 August 2016
Merrill Lynch Far East Limited RE 4 26 August 2014 31 August 2016
Merrill Lynch Far East Limited RE 1 26 August 2014 31 August 2016
Merrill Lynch (Asia Pacific) Limited RE 6 26 August 2014 31 August 2016
Merrill Lynch (Asia Pacific) Limited RE 4 26 August 2014 31 August 2016
Merrill Lynch (Asia Pacific) Limited RE 1 26 August 2014 31 August 2016