SFC Licences of KIM Gunhoon Gregory
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 09 April 2014 | 08 March 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 April 2014 | 08 March 2016 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 | RE | 1 | 27 September 2010 | 04 January 2011 |