SFC Licences of SUEN Pik Wang 孫碧泓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wells Fargo Securities Asia Limited RE 4 01 March 2017
Wells Fargo Securities Asia Limited RE 1 01 March 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 02 August 2010 16 October 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 07 June 2010 16 October 2012