SFC Licences of TSAI Sze Wui 蔡詩滙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CSPI Credit Ratings Company Limited 中証鵬元國際評級有限公司 | RE | 10 | 26 July 2017 | 11 February 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 June 2015 | 10 July 2015 |
| Pearl Street Advisors Limited | RE | 9 | 16 May 2014 | 17 July 2014 |
| Keefe, Bruyette & Woods Asia Limited | RE | 4 | 18 June 2010 | 14 November 2012 |