SFC Licences of DHIR Poonam
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pinyin Capital Management Hong Kong Limited | RO | 9 | 03 September 2020 | |
| Pinyin Capital Management Hong Kong Limited | RE | 9 | 03 August 2020 | 03 September 2020 |
| Ballingal Investment Advisors Limited | RO | 5 | 27 June 2017 | 01 July 2020 |
| Ballingal Investment Advisors Limited | RE | 5 | 10 February 2017 | 27 June 2017 |
| Ballingal Investment Advisors Limited | RO | 9 | 29 July 2016 | 01 July 2020 |
| Ballingal Investment Advisors Limited | RO | 4 | 29 July 2016 | 01 July 2020 |
| Ballingal Investment Advisors Limited | RO | 5 | 29 July 2016 | 10 February 2017 |
| Ballingal Investment Advisors Limited | RE | 9 | 01 June 2016 | 29 July 2016 |
| Ballingal Investment Advisors Limited | RE | 5 | 01 June 2016 | 29 July 2016 |
| Ballingal Investment Advisors Limited | RE | 4 | 01 June 2016 | 29 July 2016 |
| Ballingal Investment Advisors Limited | RE | 4 | 14 June 2010 | 31 May 2013 |
| Ballingal Investment Advisors Limited | RE | 5 | 14 June 2010 | 31 May 2013 |
| Ballingal Investment Advisors Limited | RE | 9 | 14 June 2010 | 31 May 2013 |