SFC Licences of CLINT Oswald Conan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 25 February 2019 | 01 March 2019 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 06 December 2016 | 07 December 2016 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 28 November 2013 | 29 November 2013 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 10 January 2011 | 15 January 2011 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 21 June 2010 | 25 June 2010 |