SFC Licences of HU Chih-ching, Rebecca 胡芝菁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 06 March 2023 | 26 April 2023 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 06 March 2023 | 26 April 2023 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 14 November 2012 | 22 November 2013 |
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 1 | 22 July 2011 | 24 March 2012 |
Merrill Lynch Far East Limited | RE | 2 | 26 August 2010 | 22 March 2011 |
Merrill Lynch Far East Limited | RE | 1 | 09 June 2010 | 22 March 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 June 2010 | 22 March 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 09 June 2010 | 26 August 2010 |