SFC Licences of ROLFE Roland Christopher
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 08 January 2021 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 27 March 2017 | 02 April 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 26 September 2016 | 30 September 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 15 April 2016 | 22 April 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 07 September 2015 | 11 September 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 17 June 2010 | 20 July 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 17 June 2010 | 20 July 2014 |