SFC Licences of LAM Ka Shing 林嘉成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 05 December 2022 | |
Schonfeld Strategic Advisors (Hong Kong) Limited | RE | 9 | 02 March 2020 | 02 June 2022 |
LMR Partners Limited | RE | 9 | 01 June 2016 | 05 February 2020 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 16 October 2014 | 22 March 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 16 October 2014 | 22 March 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 16 October 2014 | 22 March 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 16 October 2014 | 22 March 2016 |
Bali Securities Co. Limited 百達利證券有限公司 | RE | 1 | 24 April 2012 | 31 August 2014 |
Segantii Capital Management Limited | RE | 9 | 01 April 2011 | 04 April 2012 |
All Options Hong Kong Limited | RE | 2 | 17 June 2010 | 31 December 2010 |
All Options Hong Kong Limited | RE | 1 | 17 June 2010 | 31 December 2010 |
All Options Asia Limited | RE | 2 | 17 June 2010 | 31 December 2010 |
All Options Asia Limited | RE | 1 | 17 June 2010 | 31 December 2010 |