SFC Licences of LAM Ka Shing 林嘉成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Millennium Capital Management (Hong Kong) Limited RE 9 05 December 2022
Schonfeld Strategic Advisors (Hong Kong) Limited RE 9 02 March 2020 02 June 2022
LMR Partners Limited RE 9 01 June 2016 05 February 2020
J.P. Morgan Broking (Hong Kong) Limited RE 5 16 October 2014 22 March 2016
J.P. Morgan Broking (Hong Kong) Limited RE 4 16 October 2014 22 March 2016
J.P. Morgan Broking (Hong Kong) Limited RE 2 16 October 2014 22 March 2016
J.P. Morgan Broking (Hong Kong) Limited RE 1 16 October 2014 22 March 2016
Bali Securities Co. Limited 百達利證券有限公司 RE 1 24 April 2012 31 August 2014
Segantii Capital Management Limited RE 9 01 April 2011 04 April 2012
All Options Hong Kong Limited RE 2 17 June 2010 31 December 2010
All Options Hong Kong Limited RE 1 17 June 2010 31 December 2010
All Options Asia Limited RE 2 17 June 2010 31 December 2010
All Options Asia Limited RE 1 17 June 2010 31 December 2010