SFC Licences of HOLDGATE Murray Edward James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tullett Prebon (Hong Kong) Limited | RO | 7 | 10 July 2014 | 15 April 2017 |
Tullett Prebon (Hong Kong) Limited | RO | 2 | 11 October 2012 | 15 April 2017 |
Tullett Prebon (Hong Kong) Limited | RO | 1 | 11 October 2012 | 15 April 2017 |
Tullett Prebon (Hong Kong) Limited | RE | 2 | 27 September 2010 | 11 October 2012 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 27 September 2010 | 11 October 2012 |